SFC Licences of TSANG Chi Kin 曾智健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 02 November 2009 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 November 2009 | |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 04 May 2007 | 23 September 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 March 2007 | 23 September 2009 |