SFC Licences of YIU Sui Chong 姚穗莊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 17 October 2023 | |
| UBS Securities Hong Kong Limited | RE | 6 | 13 November 2020 | 17 October 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 18 November 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 10 June 2015 | 18 December 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 March 2011 | 25 April 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 March 2011 | 25 April 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 04 October 2010 | 30 January 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 04 October 2010 | 30 January 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 14 March 2007 | 27 April 2007 |