SFC Licences of HUANG Baoshu 黃宝樹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	6	07 February 2024
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	5	07 February 2024
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	07 February 2024
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	2	07 February 2024
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	07 February 2024
CCB International Capital Limited 建銀國際金融有限公司	RO	6	20 July 2015	06 October 2017
CCB International Capital Limited 建銀國際金融有限公司	RO	1	20 July 2015	06 October 2017
CCB International Capital Limited 建銀國際金融有限公司	RE	4	12 February 2015	06 October 2017
CCB International Capital Limited 建銀國際金融有限公司	RE	6	12 February 2015	20 July 2015
CCB International Capital Limited 建銀國際金融有限公司	RE	1	12 February 2015	20 July 2015
Moelis & Company Asia Limited 美馳亞洲有限公司	RE	6	20 August 2012	26 April 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	03 May 2010	20 March 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 May 2010	20 March 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	13 March 2007	02 March 2010