SFC Licences of NG Wing Sum, Vincent 吳永森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 16 July 2018 | 31 July 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 16 July 2018 | 31 July 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 April 2012 | 16 July 2018 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 August 2007 | 27 April 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 July 2007 | 27 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 March 2007 | 07 July 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 March 2007 | 07 July 2007 |