SFC Licences of LIM James Teik Beng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RO | 6 | 07 January 2015 | |
Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RO | 4 | 07 January 2015 | |
Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RE | 6 | 04 September 2014 | 07 January 2015 |
Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RE | 4 | 04 September 2014 | 07 January 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 July 2010 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 July 2010 | 03 June 2014 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 17 November 2008 | 30 March 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 16 March 2007 | 29 September 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 16 March 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 16 March 2007 | 29 September 2008 |