SFC Licences of KAUNE Federico
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 March 2019 | 08 March 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 March 2019 | 08 March 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 22 March 2017 | 27 March 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 22 March 2017 | 27 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 March 2007 | 25 March 2007 |