SFC Licences of LI Chunbo 李春波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RO | 7 | 14 May 2021 | |
CLSA Limited 中信里昂證券有限公司 | RO | 4 | 14 May 2021 | |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 14 May 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 7 | 11 September 2020 | 14 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 September 2020 | 14 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 September 2020 | 14 May 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 21 March 2007 | 26 February 2013 |