SFC Licences of LUO Haiyan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 22 August 2023 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 25 November 2020 | 03 July 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 25 November 2020 | 03 July 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 November 2013 | 25 November 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 November 2013 | 25 November 2020 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2008 | 24 August 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 24 August 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 24 August 2013 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 19 March 2007 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 19 March 2007 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 19 March 2007 | 31 July 2009 |