SFC Licences of AN Yeon Kyung 安延卿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Segantii Capital Management Limited | RE | 9 | 18 November 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 01 August 2017 | 01 August 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 August 2017 | 01 August 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 August 2017 | 01 August 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2017 | 01 August 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 August 2011 | 25 May 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 August 2011 | 25 May 2017 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 01 August 2011 | 23 April 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 06 August 2007 | 01 July 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 19 March 2007 | 14 July 2007 |