SFC Licences of CHAN Yiu Man 陳耀民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 05 November 2021
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 26 July 2019 07 February 2022
CMB International Securities Limited 招銀國際證券有限公司 RO 1 27 November 2018
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 10 June 2016
CMB International Securities Limited 招銀國際證券有限公司 RE 1 22 April 2016 27 November 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 5 13 August 2012 11 April 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 2 13 August 2012 11 April 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 2 27 June 2012 11 April 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 27 June 2012 11 April 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 5 27 June 2012 01 August 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 27 June 2012 13 August 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 3 14 June 2012 11 April 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 3 25 October 2010 20 October 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 25 May 2009 11 April 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 25 May 2009 27 June 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 25 May 2009 25 October 2010
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 21 March 2007 07 May 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 21 March 2007 07 May 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 21 March 2007 07 May 2009