SFC Licences of ZHANG Ye 張曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Frontier Hong Kong Limited | RO | 9 | 19 October 2017 | |
| Credit Frontier Hong Kong Limited | RO | 4 | 19 October 2017 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 18 October 2010 | 05 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 October 2010 | 05 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 October 2010 | 05 May 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 04 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2010 | 04 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 April 2010 | 20 August 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 March 2007 | 31 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 March 2007 | 31 March 2009 |