SFC Licences of CHAK Siu Lun 翟兆麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 July 2008 | 28 August 2008 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 16 November 2007 | 19 May 2008 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 16 November 2007 | 19 May 2008 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 30 May 2007 | 22 October 2007 |