SFC Licences of GOLDSMITH Robert James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 27 September 2018 | |
| Vantage Capital Markets HK Limited | RE | 1 | 27 September 2018 | |
| BGC Securities (Hong Kong) LLC | RO | 2 | 22 December 2016 | 13 March 2018 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 22 December 2016 | 13 March 2018 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 23 May 2016 | 22 December 2016 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 23 May 2016 | 22 December 2016 |
| Marex HK Asia Limited | RE | 2 | 24 March 2015 | 04 December 2015 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 04 November 2008 | 15 July 2014 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 04 November 2008 | 15 July 2014 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 29 March 2007 | 28 May 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 29 March 2007 | 28 May 2008 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 29 March 2007 | 28 May 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 March 2007 | 28 May 2008 |