SFC Licences of LUI Winnoc 呂韡諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaison Asset Management (Hong Kong) Limited 佳盛資產管理(香港)有限公司 RO 9 01 September 2020
Kaison Asset Management (Hong Kong) Limited 佳盛資產管理(香港)有限公司 RO 4 01 September 2020
OP Investment Management Limited 東英投資管理有限公司 RO 9 26 September 2018 31 August 2020
OP Investment Management Limited 東英投資管理有限公司 RE 4 18 May 2018 31 August 2020
OP Investment Management Limited 東英投資管理有限公司 RE 9 18 May 2018 26 September 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 12 September 2017 28 February 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 12 September 2017 28 February 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 1 12 September 2017 28 February 2018
OP Investment Management Limited 東英投資管理有限公司 RE 4 07 January 2016 31 August 2017
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 9 04 January 2010 30 November 2015
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 29 March 2007 31 December 2009