SFC Licences of LUI Winnoc 呂韡諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaison Asset Management (Hong Kong) Limited 佳盛資產管理(香港)有限公司 | RO | 9 | 01 September 2020 | |
Kaison Asset Management (Hong Kong) Limited 佳盛資產管理(香港)有限公司 | RO | 4 | 01 September 2020 | |
OP Investment Management Limited 東英投資管理有限公司 | RO | 9 | 26 September 2018 | 31 August 2020 |
OP Investment Management Limited 東英投資管理有限公司 | RE | 4 | 18 May 2018 | 31 August 2020 |
OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 18 May 2018 | 26 September 2018 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 12 September 2017 | 28 February 2018 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 12 September 2017 | 28 February 2018 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 1 | 12 September 2017 | 28 February 2018 |
OP Investment Management Limited 東英投資管理有限公司 | RE | 4 | 07 January 2016 | 31 August 2017 |
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RE | 9 | 04 January 2010 | 30 November 2015 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 29 March 2007 | 31 December 2009 |