SFC Licences of CHEN Chia-Chi 陳佳琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 December 2012 | 01 August 2013 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 April 2007 | 10 December 2012 |