SFC Licences of YU Kun 于坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 4 | 10 June 2021 | |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 1 | 10 June 2021 | |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 4 | 07 July 2014 | |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 12 July 2013 | 12 June 2015 |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 9 | 12 July 2013 | |
Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 9 | 12 April 2011 | 16 May 2013 |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 9 | 28 November 2007 | 01 January 2011 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 04 May 2007 | 01 January 2011 |