SFC Licences of YU Kun 于坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 10 June 2021
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 10 June 2021
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 4 07 July 2014
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 12 July 2013 12 June 2015
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 9 12 July 2013
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RO 9 12 April 2011 16 May 2013
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 9 28 November 2007 01 January 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 04 May 2007 01 January 2011