SFC Licences of DU Dan 杜丹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	9	16 July 2018	14 December 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	16 July 2018	14 December 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	16 July 2018	14 December 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	10 April 2018	16 July 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	10 April 2018	16 July 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	10 April 2018	16 July 2018
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RO	9	27 December 2012	22 March 2018
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RO	4	27 December 2012	22 March 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	4	03 May 2012	22 March 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	03 May 2012	22 March 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	4	09 March 2012	03 May 2012
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	09 March 2012	03 May 2012
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	5	05 September 2008	18 May 2010
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RO	5	05 March 2008	05 September 2008
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司	RO	9	28 November 2007	18 May 2010
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	4	23 October 2007	18 May 2010
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	1	10 October 2007	18 May 2010
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	04 May 2007	10 October 2007