SFC Licences of ZHANG Weifeng 張偉峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 August 2014 | 09 September 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 05 August 2014 | 09 September 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 April 2011 | 30 April 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 April 2007 | 18 April 2011 |