SFC Licences of BAKER Maureen Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bauhinia Capital Partners Limited | RE | 1 | 14 September 2016 | 14 June 2019 |
| Bauhinia Capital Partners Limited | RE | 6 | 14 September 2016 | 24 May 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 May 2010 | 06 April 2016 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 12 May 2010 | 15 February 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 April 2007 | 20 March 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 April 2007 | 20 March 2010 |