SFC Licences of BARNETT Maxine Bernice
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 21 July 2010 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 15 December 2008 | 21 July 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 15 December 2008 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 October 2008 | 21 July 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 October 2008 | 21 July 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 08 September 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 08 September 2008 | 29 September 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 02 April 2007 | 06 June 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 02 April 2007 | 06 June 2008 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 02 April 2007 | 06 June 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 April 2007 | 06 June 2008 |