SFC Licences of LI Zhe 李喆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 | RO | 9 | 12 July 2012 | 06 September 2018 |
Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 | RO | 4 | 12 July 2012 | 06 September 2018 |
Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 | RE | 9 | 29 December 2011 | 12 July 2012 |
Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 | RE | 4 | 29 December 2011 | 12 July 2012 |
Hamon Asian Advisors Limited | RE | 9 | 12 July 2011 | 17 December 2011 |
Hamon Asset Management Limited | RE | 9 | 12 July 2011 | 17 December 2011 |
Hamon Asset Management Limited | RE | 5 | 12 July 2011 | 17 December 2011 |
Hamon Asset Management Limited | RE | 4 | 12 July 2011 | 17 December 2011 |
Hamon Investment Management Limited | RE | 9 | 12 July 2011 | 17 December 2011 |
Hamon Investment Management Limited | RE | 5 | 12 July 2011 | 17 December 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 April 2011 | 08 April 2011 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 April 2007 | 08 April 2011 |