SFC Licences of CHAN Oi Wan 陳靄雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 July 2013 | 15 November 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 July 2013 | 15 November 2013 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 02 August 2007 | 21 February 2013 |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 02 August 2007 | 31 December 2011 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 02 August 2007 | 31 December 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 04 July 2007 | 21 February 2013 |
MUSHK Limited | RE | 4 | 02 April 2007 | 30 June 2007 |
MUSHK Limited | RE | 1 | 02 April 2007 | 30 June 2007 |