SFC Licences of CHONG Hon Hoong 鍾漢雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 | 4 | 15 April 2021 | ||
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 | 1 | 15 April 2021 | ||
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 30 March 2012 | 02 August 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 1 | 30 March 2012 | 02 August 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 April 2007 | 03 June 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 April 2007 | 03 June 2010 |
Merrill Lynch Far East Limited | RE | 1 | 04 April 2007 | 01 February 2009 |