SFC Licences of LAU Hoi Yue, Jeffrey 劉凱宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 31 December 2013 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 31 December 2013 | |
| Bowen Asia Limited | RE | 9 | 19 April 2011 | 28 February 2014 |
| Bowen Asia Limited | RE | 4 | 19 April 2011 | 28 February 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 19 March 2010 | 01 January 2011 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 19 July 2007 | 11 March 2010 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 30 March 2007 | 11 March 2010 |