SFC Licences of WHITTINGTON James Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 April 2007 | 12 March 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 April 2007 | 12 March 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 04 April 2007 | 12 March 2008 |