SFC Licences of YUAN Shih-Hsiang 阮世祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 29 August 2016 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 13 October 2014 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 13 October 2014 | |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 4 | 02 August 2012 | 30 September 2014 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 1 | 02 August 2012 | 30 September 2014 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 14 August 2009 | 06 July 2012 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 27 May 2008 | 06 July 2012 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 09 October 2007 | 27 May 2008 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 02 April 2007 | 09 October 2007 |