SFC Licences of KWOK Vincent Tsun Ho 郭俊豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 August 2011 | 18 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 01 August 2011 | 18 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 August 2011 | 18 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 August 2011 | 01 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 April 2007 | 22 October 2008 |