SFC Licences of KWAN Chun Wai, Roy 關振緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 27 April 2022 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 November 2019 | 05 January 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 April 2007 | 06 February 2018 |