SFC Licences of QIU Xiaowen 邱曉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 16 December 2011 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 31 October 2011 | 16 December 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 14 June 2010 | 17 September 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 14 June 2010 | 17 September 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 27 October 2008 | 31 July 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 17 September 2008 | 17 September 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 17 September 2008 | 31 July 2009 |
Countrywide Capital Markets Asia (H.K.) Limited | RO | 1 | 24 April 2008 | 31 August 2008 |
Countrywide Capital Markets Asia (H.K.) Limited | RE | 1 | 04 April 2007 | 24 April 2008 |