SFC Licences of CHAN Siu Man, Simon 陳兆文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 12 July 2013 | 16 November 2015 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 12 July 2013 | 16 November 2015 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 12 July 2013 | 16 November 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 July 2013 | 16 November 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 July 2013 | 16 November 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 July 2013 | 16 November 2015 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 13 February 2012 | 21 June 2013 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 13 February 2012 | 21 June 2013 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 25 September 2008 | 02 January 2012 |
| MIS Services Limited | RE | 9 | 22 October 2007 | 30 June 2008 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 09 May 2007 | 12 September 2007 |