SFC Licences of LAW Chui Ha, Joanne 羅翠霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 | RO | 5 | 23 July 2013 | 27 July 2021 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 | RO | 2 | 23 July 2013 | 27 July 2021 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 1 | 03 May 2012 | 05 October 2022 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 04 July 2007 | 04 October 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 April 2007 | 04 October 2011 |