SFC Licences of YULE Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 4 | 27 April 2016 | |
| UBS Securities Asia Limited | RE | 4 | 12 February 2016 | 27 April 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 11 April 2011 | 09 November 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 April 2007 | 09 November 2015 |