SFC Licences of LEGASPI Donna Rose Ong 王金美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 4 | 21 June 2010 | 01 September 2011 |
La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 1 | 21 June 2010 | 01 September 2011 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 27 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 27 November 2008 | 27 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 November 2008 | 27 February 2010 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 27 November 2008 | 19 February 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 17 April 2007 | 08 November 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 April 2007 | 08 November 2008 |