SFC Licences of SHUM Kwong Wai, Edmond 沈廣威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 March 2010 | 30 January 2019 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 01 March 2010 | 31 March 2012 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 23 December 2008 | 17 February 2009 |
Angus Moore Limited 安格摩亞投資管理國際有限公司 | RE | 4 | 10 April 2007 | 07 July 2008 |