SFC Licences of SHUM Kwong Wai, Edmond 沈廣威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 01 March 2010 30 January 2019
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 01 March 2010 31 March 2012
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 23 December 2008 17 February 2009
Angus Moore Limited 安格摩亞投資管理國際有限公司 RE 4 10 April 2007 07 July 2008