SFC Licences of CHAN Chu Heng, Roy 曾祖興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 15 July 2010 21 June 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 15 July 2010 21 June 2012
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 16 April 2007 30 May 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 16 April 2007 30 May 2008