SFC Licences of SU Shan 蘇珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Capital Limited 招銀國際融資有限公司	RE	6	04 October 2021
CMB International Capital Limited 招銀國際融資有限公司	RE	1	04 October 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	15 November 2018	30 April 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	15 November 2018	30 April 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	15 November 2018	30 April 2021
Merrill Lynch Far East Limited	RE	6	02 July 2014	31 July 2018
Merrill Lynch Far East Limited	RE	4	02 July 2014	31 July 2018
Merrill Lynch Far East Limited	RE	1	02 July 2014	31 July 2018
Merrill Lynch (Asia Pacific) Limited	RE	6	02 July 2014	31 July 2018
Merrill Lynch (Asia Pacific) Limited	RE	4	02 July 2014	31 July 2018
Merrill Lynch (Asia Pacific) Limited	RE	1	02 July 2014	31 July 2018
CCB International Capital Limited 建銀國際金融有限公司	RE	6	09 September 2009	01 September 2010
CCB International Capital Limited 建銀國際金融有限公司	RE	1	09 September 2009	01 September 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	12 November 2008	11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	12 November 2008	11 December 2008
Credit Suisse Futures (Hong Kong) Limited	RE	7	16 April 2007	11 December 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	16 April 2007	11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	16 April 2007	11 December 2008