SFC Licences of SU Shan 蘇珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 04 October 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 04 October 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 November 2018 30 April 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 15 November 2018 30 April 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 15 November 2018 30 April 2021
Merrill Lynch (Asia Pacific) Limited RE 1 02 July 2014 31 July 2018
Merrill Lynch Far East Limited RE 1 02 July 2014 31 July 2018
Merrill Lynch (Asia Pacific) Limited RE 4 02 July 2014 31 July 2018
Merrill Lynch Far East Limited RE 4 02 July 2014 31 July 2018
Merrill Lynch (Asia Pacific) Limited RE 6 02 July 2014 31 July 2018
Merrill Lynch Far East Limited RE 6 02 July 2014 31 July 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 6 09 September 2009 01 September 2010
CCB International Capital Limited 建銀國際金融有限公司 RE 1 09 September 2009 01 September 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 12 November 2008 11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 12 November 2008 11 December 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 16 April 2007 11 December 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 16 April 2007 11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 April 2007 11 December 2008