SFC Licences of TONG Sau Lai 唐秀麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 17 August 2012 | 31 March 2018 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 20 June 2012 | 31 January 2024 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 15 February 2012 | 07 June 2012 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 April 2007 | 07 June 2012 |