SFC Licences of YIP Chung Pan 葉仲彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 28 August 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 4 28 August 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 28 August 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 24 November 2017 28 August 2020
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 19 April 2016 28 August 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 19 April 2016 28 August 2020
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 17 December 2013 10 April 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 17 December 2013 10 April 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 28 June 2007 10 April 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 12 April 2007 10 April 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 12 April 2007 10 April 2016