SFC Licences of LAM Ka Wai 林嘉惟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 22 December 2010 | 30 August 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 22 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 April 2007 | 22 September 2010 |