SFC Licences of THOMAS Gregoire Adrien Clement
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 April 2018 | 31 August 2019 |
Merrill Lynch Far East Limited | RO | 2 | 30 November 2017 | 31 August 2019 |
Merrill Lynch Far East Limited | RO | 1 | 30 November 2017 | 31 August 2019 |
Merrill Lynch Far East Limited | RE | 2 | 12 July 2017 | 30 November 2017 |
Merrill Lynch Far East Limited | RE | 1 | 12 July 2017 | 30 November 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 08 April 2011 | 08 March 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 08 April 2011 | 08 March 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 08 April 2011 | 08 March 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 20 July 2009 | 08 April 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 20 July 2009 | 08 April 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 April 2007 | 08 April 2011 |