SFC Licences of CHENG Shu Fang 鄭淑方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS AG | 7 | 04 December 2019 | ||
UBS AG | 4 | 04 December 2019 | ||
UBS AG | 1 | 04 December 2019 | ||
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 April 2007 | 25 May 2012 |