SFC Licences of MOON Jae Wook 文裁煜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 29 April 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 29 April 2021
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 4 16 October 2020 16 April 2021
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 2 16 October 2020 16 April 2021
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 1 16 October 2020 16 April 2021
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 4 24 August 2020 16 October 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 2 24 August 2020 16 October 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 24 August 2020 16 October 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 21 December 2018 04 April 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 December 2018 04 April 2019
Merrill Lynch Far East Limited RE 2 15 May 2017 19 September 2018
Merrill Lynch Far East Limited RE 1 15 May 2017 19 September 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 05 August 2014 15 February 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 August 2014 15 February 2017
UBS Securities Hong Kong Limited RE 1 27 May 2009 08 May 2014
UBS Derivatives Hong Kong Limited RE 2 23 July 2007 08 May 2014
UBS Securities Asia Limited RE 2 23 July 2007 08 May 2014
UBS Securities Asia Limited RE 1 23 July 2007 08 May 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 11 April 2007 01 June 2007
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 11 April 2007 01 June 2007