SFC Licences of SILVER Nicholas Eugene
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 30 May 2023 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 7 | 31 March 2017 | 07 June 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 5 | 11 April 2014 | 07 June 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 11 April 2014 | 07 June 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 11 April 2014 | 07 June 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 21 January 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 10 April 2007 | 11 April 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 10 April 2007 | 11 April 2014 |