SFC Licences of CHAN Kai Ming, Ricky 陳啟明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fenghua Securities Limited 豐華證券有限公司 RO 1 11 May 2022
Fenghua Asset Management Limited 豐華資產管理有限公司 RO 9 12 December 2019
Fenghua Asset Management Limited 豐華資產管理有限公司 RO 4 12 December 2019
OCI Asset Management Company Limited 東建資產管理有限公司 RO 9 09 May 2018 05 April 2019
OCI Asset Management Company Limited 東建資產管理有限公司 RO 4 09 May 2018 05 April 2019
Sinostar Asset Management Limited 華星資產管理有限公司 RO 9 28 February 2017 17 February 2018
Sinostar Securities Limited 華星證券有限公司 RO 1 21 November 2016 17 February 2018
Sinostar Asset Management Limited 華星資產管理有限公司 RO 4 02 November 2016 17 February 2018
Rencent International Asset Management Company Limited 銀盛泰國際資產管理有限公司 RO 9 10 October 2013 10 June 2016
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 5 07 October 2011 14 September 2013
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 07 October 2011 14 September 2013
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 07 October 2011 14 September 2013
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 07 October 2011 14 September 2013
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 07 October 2011 14 September 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 24 November 2008 01 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 24 November 2008 01 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 24 November 2008 01 October 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 24 November 2008 01 October 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 24 November 2008 01 October 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 24 November 2008 01 October 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 28 August 2007 04 April 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 August 2007 04 April 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 13 April 2007 04 April 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 13 April 2007 04 April 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 13 April 2007 04 April 2008