SFC Licences of CHUNG Man Wai, David 鍾文偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RE | 10 | 04 September 2017 | 30 August 2018 |
| UBS Securities Asia Limited | RE | 4 | 21 October 2014 | 09 June 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 23 November 2009 | 26 July 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 18 April 2007 | 17 June 2008 |