SFC Licences of BEKKU Yumiko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 01 June 2017 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 01 June 2017 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 01 June 2017 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 June 2017 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 09 November 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 July 2013 | 09 November 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 09 November 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2007 | 09 November 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 19 April 2007 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 19 April 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 19 April 2007 | 06 December 2010 |