SFC Licences of MC LELLAN Daniel Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 14 January 2020 | |
| Merrill Lynch Far East Limited | RO | 1 | 14 January 2020 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 14 January 2020 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 September 2019 | 14 January 2020 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2014 | 14 January 2020 |
| Merrill Lynch Far East Limited | RE | 1 | 20 August 2014 | 14 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 August 2014 | 19 December 2018 |
| Merrill Lynch Far East Limited | RE | 7 | 20 August 2014 | 01 November 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 21 March 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 21 March 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 April 2009 | 21 March 2014 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 October 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 August 2007 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2007 | 21 March 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 19 April 2007 | 24 July 2013 |