SFC Licences of SUZUKI Naoto
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 4 | 28 November 2007 | 01 April 2009 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 2 | 28 November 2007 | 01 April 2009 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 28 November 2007 | 01 April 2009 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 April 2007 | 28 November 2007 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 April 2007 | 28 November 2007 |