SFC Licences of TAM Lap Kee 譚立基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 July 2012 | 30 April 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 July 2012 | 30 April 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 18 April 2007 | 12 April 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 April 2007 | 12 April 2011 |