SFC Licences of TSE Pak Yeung 謝柏揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 02 April 2013 | 31 December 2014 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 02 April 2013 | 04 April 2014 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 17 December 2012 | 07 February 2013 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 17 December 2012 | 07 February 2013 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 14 August 2012 | 31 August 2012 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 12 January 2009 | 31 December 2009 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 21 November 2007 | 31 August 2012 |
Nerico Brothers Limited | RE | 1 | 21 September 2007 | 22 October 2007 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 08 June 2007 | 10 September 2007 |